| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mount Kellett Capital (Hong Kong) Limited | Rep | 提供資產管理 | 2011-07-13 | 2015-07-21 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-12-23 | 2011-05-28 |
| Rep | 就機構融資提供意見 | 2008-08-11 | 2011-05-28 | |
| Rep | 證券交易 | 2008-07-14 | 2011-05-28 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-07-24 | 2008-06-04 |