| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2023-03-10 | - |
| Rep | 就證券提供意見 | 2023-03-10 | - | |
| Rep | 證券交易 | 2023-03-10 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2020-04-16 | 2022-04-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-04-16 | 2022-04-29 |
| Rep | 證券交易 | 2020-04-16 | 2022-04-29 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2018-07-09 | 2019-12-31 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-09-28 | 2019-12-31 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-04-27 | 2019-12-31 |
| Rep | 證券交易 | 2017-04-27 | 2019-12-31 |