| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Green Court Capital Management Limited | RO | 就證券提供意見 | 2017-04-21 | - |
| RO | 提供資產管理 | 2017-04-21 | - | |
| Neuberger Berman Asia Limited | Rep | 就證券提供意見 | 2017-04-20 | 2017-04-20 |
| Rep | 提供資產管理 | 2017-04-20 | 2017-04-20 | |
| Rep | 證券交易 | 2017-04-20 | 2017-04-28 | |
| RO | 就證券提供意見 | 2009-05-18 | 2017-04-20 | |
| RO | 提供資產管理 | 2009-05-18 | 2017-04-20 | |
| RO | 證券交易 | 2009-05-18 | 2017-04-20 | |
| Rep | 就證券提供意見 | 2008-04-23 | 2009-05-18 | |
| Rep | 提供資產管理 | 2008-04-23 | 2009-05-18 | |
| Rep | 證券交易 | 2008-04-23 | 2009-05-18 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2008-01-22 | 2008-04-18 |
| Rep | 證券交易 | 2008-01-22 | 2008-04-18 |