| STOCKWELL SECURITIES LIMITED | Rep | 證券交易 | 2012-03-12 | 2018-10-08 |
| STOCKWELL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-01-03 | 2018-10-08 |
| NEW TREND FUTURES LIMITED | Rep | 期貨合約交易 | 2010-03-11 | 2011-12-22 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2007-08-29 | 2010-02-24 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2007-08-29 | 2010-02-24 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2005-10-05 | 2007-08-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-10-05 | 2007-08-01 |
| REXCAPITAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-04-28 |
| Rep | 提供資產管理 | - | 2004-04-28 |
| Rep | 期貨合約交易 | - | 2005-10-04 |
| WINGS SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | - | 2004-04-28 |
| Rep | 就證券提供意見 | - | 2004-04-28 |
| Rep | 提供資產管理 | - | 2004-04-28 |
| Rep | 證券交易 | - | 2005-10-04 |