| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sucden Financial (HK) Limited | Rep | 槓桿式外匯交易 | 2017-03-28 | 2022-09-20 |
| Rep | 期貨合約交易 | 2017-03-06 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2015-06-12 | 2015-09-25 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2011-03-01 | 2015-06-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-03-01 | 2015-06-11 |
| Rep | 證券交易 | 2011-03-01 | 2015-06-11 |