| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2021-02-22 | 2021-09-30 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2013-09-19 | 2020-09-16 |
| Rep | 證券交易 | 2013-09-19 | 2020-09-16 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2011-03-30 | 2013-06-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-03-30 | 2013-06-04 |
| Rep | 證券交易 | 2011-03-30 | 2013-06-04 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2009-09-16 | 2011-03-17 |