| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rakuten Securities Hong Kong Limited | RO | 槓桿式外匯交易 | 2024-08-30 | 2026-05-31 |
| SG SECURITIES (HK) LIMITED | RO | 期貨合約交易 | 2016-02-01 | 2019-03-22 |
| RO | 證券交易 | 2016-02-01 | 2019-03-22 | |
| Newedge Broker Hong Kong Limited | RO | 期貨合約交易 | 2013-11-29 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | RO | 期貨合約交易 | 2013-11-29 | 2016-07-29 |
| RO | 證券交易 | 2013-11-29 | 2016-07-29 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2010-08-18 | 2013-11-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-08-18 | 2013-11-29 |
| Rep | 證券交易 | 2010-08-18 | 2013-11-29 |