| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-02-04 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2021-02-04 | - |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2019-08-06 | 2020-11-30 |
| Rep | 證券交易 | 2019-08-06 | 2020-11-30 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2011-02-21 | 2013-10-02 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-02-21 | 2013-10-02 |
| Rep | 證券交易 | 2011-02-21 | 2013-10-02 |