| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XHK Limited | RO | 證券交易 | 2025-02-28 | - |
| RO | 期貨合約交易 | 2024-06-25 | - | |
| Rep | 期貨合約交易 | 2024-04-29 | 2024-06-25 | |
| DA YUE Financial Group Limited | RO | 就期貨合約提供意見 | 2024-03-01 | 2024-03-25 |
| RO | 期貨合約交易 | 2024-03-01 | 2024-03-25 | |
| HONG KONG ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2021-12-28 | 2022-12-31 |
| RO | 期貨合約交易 | 2021-12-28 | 2022-12-31 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | 期貨合約交易 | 2019-07-08 | 2021-01-31 |
| Rep | 就期貨合約提供意見 | 2018-06-21 | 2021-01-31 | |
| Rep | 期貨合約交易 | 2018-06-12 | 2019-07-08 | |
| BANDS Financial Limited | Rep | 期貨合約交易 | 2015-10-23 | 2018-05-21 |
| Jefferies Hong Kong Limited | Rep | 期貨合約交易 | 2012-10-10 | 2015-05-15 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-08-13 | 2012-11-30 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2010-05-10 | 2012-07-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-05-10 | 2012-07-11 |
| Rep | 證券交易 | 2010-05-10 | 2012-07-11 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-02-17 | 2010-05-03 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-02-17 | 2010-05-03 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-08-11 | 2010-02-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2008-08-11 | 2010-02-04 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2007-11-12 | 2008-02-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2007-11-12 | 2008-02-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-07-17 | 2007-11-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-07-04 | 2007-11-01 |
| ADMIS Hong Kong Limited | Rep | 期貨合約交易 | 2005-08-31 | 2007-06-23 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2005-06-24 | 2005-07-29 |
已採集記錄中暫無金管局登記。