| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sucden Financial (HK) Limited | Rep | 期貨合約交易 | 2015-09-07 | 2015-12-07 |
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2015-06-29 | 2015-08-14 |
| Jefferies Hong Kong Limited | Rep | 期貨合約交易 | 2012-10-10 | 2015-05-29 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-09-12 | 2012-11-30 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2010-07-30 | 2012-09-08 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-07-30 | 2012-09-08 |