| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 期貨合約交易 | 2016-02-01 | 2017-06-30 |
| RO | 證券交易 | 2016-02-01 | 2017-06-30 | |
| Newedge Broker Hong Kong Limited | RO | 期貨合約交易 | 2014-02-24 | 2016-10-27 |
| SG Asset Finance (Hong Kong) Limited | RO | 期貨合約交易 | 2014-02-24 | 2016-09-26 |
| RO | 證券交易 | 2014-02-24 | 2016-09-26 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2010-03-17 | 2014-02-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-03-17 | 2014-02-24 |
| Rep | 證券交易 | 2010-03-17 | 2014-02-24 |