Gilbert, Michael John (SFC:AQC904) Hong Kong SFC License Details (ID 90117)

Gilbert, Michael John (SFC:AQC904) Hong Kong SFC License Details (ID 90117)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Newedge Broker Hong Kong Limited	Rep	期貨合約交易	2011-05-09	2011-12-13
SG Asset Finance (Hong Kong) Limited	Rep	期貨合約交易	2011-04-28	2011-12-13
	Rep	證券交易	2011-04-28	2011-12-13
Newedge Broker Hong Kong Limited	RO	期貨合約交易	2010-09-27	2011-05-09
SG Asset Finance (Hong Kong) Limited	RO	期貨合約交易	2010-09-27	2011-04-28
	RO	證券交易	2010-09-27	2011-04-28
Newedge Broker Hong Kong Limited	Rep	期貨合約交易	2008-10-13	2010-09-27
SG Asset Finance (Hong Kong) Limited	Rep	期貨合約交易	2008-10-13	2010-09-27
	Rep	證券交易	2008-10-13	2010-09-27
Newedge Broker Limited	Rep	提供自動化交易服務	2007-12-05	2009-07-31
	Rep	期貨合約交易	2007-12-05	2009-07-31
	Rep	證券交易	2007-12-05	2009-07-31