Personnel Hong Kong SFC License Details (ID 90119)

Personnel Hong Kong SFC License Details (ID 90119)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	證券交易	2026-05-12	-
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	期貨合約交易	2012-03-26	2013-05-27
	Rep	證券交易	2012-03-26	2013-05-27
Newedge Broker Limited	Rep	提供自動化交易服務	2008-09-12	2009-07-31
	Rep	證券交易	2008-09-12	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	證券交易	2008-09-12	2011-11-25
Newedge Broker Hong Kong Limited	Rep	期貨合約交易	2008-08-01	2011-11-25
Newedge Broker Limited	Rep	期貨合約交易	2008-08-01	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	期貨合約交易	2008-08-01	2011-11-25
Morgan Stanley Hong Kong Futures Limited	Rep	提供自動化交易服務	2003-04-01	2004-02-11
	Rep	期貨合約交易	2003-04-01	2008-05-15