| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BANDS Capital Management Limited | Rep | 提供資產管理 | 2026-07-21 | - |
| BANDS Financial Limited | RO | 就期貨合約提供意見 | 2024-07-24 | - |
| RO | 期貨合約交易 | 2018-11-07 | - | |
| Rep | 期貨合約交易 | 2015-10-23 | 2018-11-07 | |
| Jefferies Hong Kong Limited | Rep | 期貨合約交易 | 2012-10-10 | 2015-06-01 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-08-13 | 2012-11-30 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2010-01-29 | 2012-07-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-01-29 | 2012-07-11 |