| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2016-02-01 | 2019-05-31 |
| Rep | 證券交易 | 2016-02-01 | 2019-05-31 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2011-08-11 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-08-11 | 2016-04-29 |
| Rep | 證券交易 | 2011-08-11 | 2016-04-29 |