| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2016-02-01 | - |
| Rep | 證券交易 | 2016-02-01 | - | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-10-13 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-10-13 | 2016-04-29 |
| Rep | 證券交易 | 2008-10-13 | 2016-04-29 | |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2008-04-17 | 2009-07-31 |
| Rep | 期貨合約交易 | 2008-04-17 | 2009-07-31 | |
| Rep | 證券交易 | 2008-04-17 | 2009-07-31 |