| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BANDS Financial Limited | RO | 就期貨合約提供意見 | 2024-07-24 | - |
| BANDS Capital Management Limited | RO | 提供資產管理 | 2023-12-13 | - |
| BANDS Financial Limited | RO | 期貨合約交易 | 2015-10-13 | - |
| Jefferies Hong Kong Limited | RO | 期貨合約交易 | 2013-07-16 | 2015-01-16 |
| Rep | 期貨合約交易 | 2012-12-24 | 2013-07-16 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-10-13 | 2012-06-22 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-07-14 | 2012-06-22 |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2008-07-14 | 2009-07-31 |
| Rep | 期貨合約交易 | 2008-07-14 | 2009-07-31 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2006-11-30 | 2007-06-07 |
已採集記錄中暫無金管局登記。