| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2018-11-12 | 2023-07-21 |
| Rep | 證券交易 | 2018-11-12 | 2023-07-21 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-10-13 | 2014-01-25 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-10-13 | 2014-01-25 |
| Rep | 證券交易 | 2008-10-13 | 2014-01-25 | |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2007-11-14 | 2009-07-31 |
| Rep | 期貨合約交易 | 2007-11-14 | 2009-07-31 | |
| Rep | 證券交易 | 2007-11-14 | 2009-07-31 |