| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NEXUS INVESTMENT MANAGEMENT LIMITED | Rep | 提供資產管理 | 2007-09-14 | 2014-08-19 |
| Rep | 就證券提供意見 | 2007-06-28 | 2014-08-19 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-11-25 | 2006-07-12 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2005-11-25 | 2006-11-20 |