| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited | Rep | 就證券提供意見 | 2015-06-17 | 2019-10-08 |
| Rep | 證券交易 | 2015-06-17 | 2019-10-08 | |
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-02 | 2015-02-11 |
| Rep | 就證券提供意見 | 2006-09-04 | 2011-08-01 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | - | 2006-08-14 |