| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2015-03-27 | - |
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-02 | 2012-03-20 |
| Rep | 就證券提供意見 | 2007-06-04 | 2012-03-20 | |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-04-14 | 2006-05-29 |
| THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | 就證券提供意見 | 2004-12-10 | 2005-03-31 |