| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2014-07-31 | 2026-08-25 |
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-02 | 2014-06-18 |
| Rep | 提供資產管理 | 2007-12-11 | 2014-06-18 | |
| Rep | 就證券提供意見 | 2003-10-21 | 2012-03-30 | |
| JIMEI WEALTH MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | - | 2003-08-08 |
| Rep | 就證券提供意見 | - | 2003-08-08 | |
| Rep | 提供資產管理 | - | 2003-08-08 |