| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PC SECURITIES LIMITED | Rep | 證券交易 | 2014-07-14 | 2015-01-23 |
| PAOCHU INVESTMENT ADVISORY LIMITED | Rep | 提供資產管理 | 2013-04-11 | 2014-04-22 |
| Rep | 就證券提供意見 | 2012-09-26 | 2014-04-22 | |
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-02 | 2012-08-14 |
| Rep | 就證券提供意見 | 2005-12-13 | 2012-01-04 | |
| Rep | 提供資產管理 | 2005-12-13 | 2012-08-14 | |
| PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 就證券提供意見 | - | 2005-12-01 | |
| Rep | 提供資產管理 | - | 2005-12-01 |