| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited | Rep | 就證券提供意見 | 2025-03-03 | - |
| RO | 證券交易 | 2025-03-03 | - | |
| Yunfeng Securities Limited | Rep | 證券交易 | 2024-09-05 | - |
| RO | 證券交易 | 2023-11-29 | 2024-06-05 | |
| Yunfeng Asset Management Limited | Rep | 提供資產管理 | 2023-11-10 | - |
| Yunfeng Securities Limited | Rep | 就證券提供意見 | 2023-04-28 | - |
| Rep | 證券交易 | 2023-04-28 | 2023-11-29 | |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2014-05-13 | 2021-02-19 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2013-02-26 | 2023-02-28 |
| Rep | 證券交易 | 2013-02-26 | 2023-02-28 | |
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-03 | 2013-02-04 |
| Rep | 提供資產管理 | 2007-06-04 | 2013-02-04 | |
| Rep | 就證券提供意見 | 2007-02-01 | 2012-03-30 | |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-07-13 | 2006-11-20 |
已採集記錄中暫無金管局登記。