| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-02-05 | - |
| Rep | 證券交易 | 2024-02-05 | - | |
| Lion Global Financial Limited | RO | 提供資產管理 | 2013-06-26 | 2016-02-29 |
| Rep | 就證券提供意見 | 2010-09-29 | 2011-07-27 | |
| Rep | 提供資產管理 | 2010-09-29 | 2013-06-26 | |
| Rep | 證券交易 | 2010-08-03 | 2013-05-31 | |
| CLSA LIMITED | Rep | 證券交易 | 2009-05-06 | 2010-07-02 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-18 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-18 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-25 |