Zhang, David (SFC:AFM920) 張海
證監會中央編號:AFM920
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ISOLA CAPITAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2019-11-05 | - |
| RO | 提供資產管理 | 2019-11-05 | - | |
| RO | 證券交易 | 2019-11-05 | - | |
| Rep | 就證券提供意見 | 2019-08-13 | 2019-11-05 | |
| Rep | 提供資產管理 | 2019-08-13 | 2019-11-05 | |
| Rep | 證券交易 | 2019-08-13 | 2019-11-05 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2011-05-06 | 2018-04-13 |
| RO | 就證券提供意見 | 2011-05-06 | 2018-04-13 | |
| RO | 證券交易 | 2011-05-06 | 2018-04-13 | |
| Rep | 證券交易 | 2009-11-27 | 2011-05-06 | |
| Rep | 就機構融資提供意見 | 2008-10-13 | 2011-05-06 | |
| Rep | 就證券提供意見 | 2008-10-13 | 2011-05-06 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2008-05-26 | 2008-09-29 |
| Rep | 就機構融資提供意見 | 2008-05-05 | 2008-09-29 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-06-25 | 2008-01-17 |
| Rep | 證券交易 | 2007-06-25 | 2008-01-17 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-06-25 | 2008-01-17 |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-06 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-06 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-06 | |
| Rep | 證券交易 | 2003-04-01 | 2004-03-06 |
已採集記錄中暫無金管局登記。