| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bletchley Park Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2019-06-04 | 2022-03-18 |
| RO | 提供資產管理 | 2019-06-04 | 2022-03-18 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2015-03-17 | 2017-12-06 |
| RO | 就證券提供意見 | 2015-03-17 | 2017-12-06 | |
| RO | 期貨合約交易 | 2013-04-25 | 2017-12-06 | |
| RO | 證券交易 | 2013-04-25 | 2017-12-06 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-04 | 2013-04-23 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-12-01 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-12-01 | 2013-04-25 |
| Rep | 證券交易 | 2009-12-01 | 2013-04-25 |