| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jane Street Asia Pacific Limited | Rep | 期貨合約交易 | 2026-05-05 | - |
| Rep | 證券交易 | 2026-05-05 | - | |
| JANE STREET HONG KONG LIMITED | Rep | 期貨合約交易 | 2026-05-05 | - |
| Rep | 證券交易 | 2026-05-05 | - | |
| Ion Pacific Limited | RO | 就機構融資提供意見 | 2016-10-06 | 2019-03-13 |
| RO | 就證券提供意見 | 2016-10-06 | 2019-03-13 | |
| RO | 證券交易 | 2016-10-06 | 2019-03-13 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2010-08-16 | 2015-09-01 |
| Rep | 就證券提供意見 | 2010-08-16 | 2015-09-01 | |
| Rep | 證券交易 | 2010-08-16 | 2015-09-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-01-02 | 2008-09-29 |
| Rep | 就證券提供意見 | 2008-01-02 | 2008-09-29 |
已採集記錄中暫無金管局登記。