| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-09-03 | - |
| Rep | 證券交易 | 2013-09-03 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2011-07-18 | 2013-03-20 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-08-28 | 2010-07-24 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-08-28 | 2010-07-24 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-05-14 | 2009-07-29 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2009-03-18 | 2009-07-29 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2005-12-06 | 2007-05-16 |
已採集記錄中暫無金管局登記。