| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | 提供資產管理 | 2021-05-14 | - |
| Rep | 就證券提供意見 | 2021-04-12 | - | |
| INNOVATION SECURITIES CO., LIMITED | Rep | 證券交易 | 2021-04-12 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-09-23 | 2020-02-24 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2014-08-22 | 2019-08-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2006-09-20 | 2013-09-11 |
| Rep | 就證券提供意見 | 2006-09-20 | 2013-09-11 |