| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 就機構融資提供意見 | 2025-04-02 | - |
| Rep | 就機構融資提供意見 | 2024-12-23 | 2025-04-02 | |
| RO | 證券交易 | 2024-05-03 | - | |
| RO | 就機構融資提供意見 | 2024-05-03 | 2024-12-23 | |
| Rep | 就機構融資提供意見 | 2021-09-27 | 2024-05-03 | |
| Rep | 證券交易 | 2021-09-27 | 2024-05-03 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2014-07-28 | 2021-06-15 |
| Rep | 期貨合約交易 | 2014-07-28 | 2021-06-15 | |
| Rep | 就證券提供意見 | 2012-12-31 | 2014-03-09 | |
| Rep | 證券交易 | 2012-12-31 | 2014-03-09 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-10 | 2012-09-21 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2008-05-28 | 2008-09-29 |
已採集記錄中暫無金管局登記。