| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2011-01-12 | 2017-09-12 |
| Rep | 就證券提供意見 | 2011-01-12 | 2017-09-12 | |
| Rep | 證券交易 | 2011-01-12 | 2017-09-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2007-08-03 | 2009-07-15 |
| Rep | 就證券提供意見 | 2007-08-03 | 2009-07-15 | |
| Rep | 證券交易 | 2007-08-03 | 2009-07-15 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2007-08-03 | 2009-07-15 |
| Rep | 就證券提供意見 | 2007-08-03 | 2009-07-15 | |
| Rep | 證券交易 | 2007-08-03 | 2009-07-15 |