| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2017-09-19 | 2019-10-31 |
| LIM ADVISORS LIMITED | Rep | 提供資產管理 | 2014-08-19 | 2017-08-25 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-13 | 2012-06-02 |
| Rep | 證券交易 | 2008-10-13 | 2012-06-02 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2007-08-16 | 2008-09-29 |
| Rep | 證券交易 | 2007-08-16 | 2008-09-29 |