| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOND TRUST LIMITED | RO | 就證券提供意見 | 2023-07-12 | - |
| RO | 提供資產管理 | 2023-07-12 | - | |
| RO | 證券交易 | 2023-07-12 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2010-08-06 | 2012-05-14 |
| Rep | 就證券提供意見 | 2009-02-05 | 2010-08-09 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2007-10-08 | 2007-10-11 |
| Rep | 證券交易 | 2007-10-08 | 2007-10-11 | |
| Rep | 就證券提供意見 | 2007-06-07 | 2007-06-15 | |
| Rep | 證券交易 | 2007-06-07 | 2007-06-15 |
已採集記錄中暫無金管局登記。