| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2023-01-18 | - |
| CITIC Securities Brokerage (HK) Limited | RO | 證券交易 | 2022-08-30 | - |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2021-11-17 | - |
| Rep | 證券交易 | 2021-11-17 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-01-05 | 2021-10-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-01-05 | 2021-10-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-03-05 | 2015-01-23 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-03-05 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2011-09-15 | 2015-01-23 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-09-15 | 2013-04-23 |
已採集記錄中暫無金管局登記。