| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Kriya Capital Limited | RO | 提供資產管理 | 2022-06-20 | - |
| Asymmetric Advisors Limited (HK) | RO | 就證券提供意見 | 2018-07-20 | - |
| RO | 證券交易 | 2018-07-20 | - | |
| Kriya Capital Limited | Rep | 提供資產管理 | 2013-02-01 | 2018-08-22 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-01-16 | 2012-07-19 |
| Rep | 證券交易 | 2008-11-03 | 2012-07-19 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2008-02-18 | 2008-09-22 |