| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-09-28 | 2013-08-27 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-09-28 | 2013-04-23 |
| Rep | 證券交易 | 2012-09-21 | 2013-04-23 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2011-08-22 | 2013-08-27 |