| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Silver Spring Capital Management Limited | RO | 提供資產管理 | 2021-11-26 | - |
| Rep | 提供資產管理 | 2021-04-07 | 2021-11-26 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-01-13 | 2012-10-01 |
| Rep | 就機構融資提供意見 | 2010-05-12 | 2012-10-01 | |
| Rep | 證券交易 | 2010-05-12 | 2012-10-01 | |
| Mount Kellett Capital (Hong Kong) Limited | Rep | 提供資產管理 | 2008-11-18 | 2009-11-02 |
| Morgan Stanley Asia Limited | Rep | 就證券提供意見 | 2007-07-30 | 2008-07-16 |
| Rep | 證券交易 | 2007-07-30 | 2008-07-16 |