| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-05-02 | 2013-09-11 |
| Rep | 證券交易 | 2009-06-12 | 2013-09-11 | |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-04-23 | 2008-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-06-23 | 2008-10-21 |