Floyd, Michael (SFC:APK722)
證監會中央編號:APK722
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-10-04 | - |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2014-08-29 | 2014-09-12 |
| Rep | 期貨合約交易 | 2014-08-29 | 2014-09-12 | |
| Rep | 證券交易 | 2014-08-29 | 2014-09-12 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-02 | 2013-04-23 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2007-08-29 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-08-15 | 2014-05-31 |
| Rep | 證券交易 | 2007-08-15 | 2014-05-31 |
已採集記錄中暫無金管局登記。