| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | 期貨合約交易 | 2024-02-19 | - |
| RO | 證券交易 | 2024-02-19 | - | |
| Rep | 期貨合約交易 | 2023-12-13 | 2024-02-19 | |
| Rep | 證券交易 | 2023-12-13 | 2024-02-19 | |
| Xeram and Company (Asia) Limited | RO | 期貨合約交易 | 2019-05-17 | 2023-11-30 |
| RO | 證券交易 | 2019-05-17 | 2023-11-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2014-07-18 | 2018-04-10 |
| Rep | 期貨合約交易 | 2012-05-04 | 2018-04-10 | |
| Rep | 就證券提供意見 | 2010-08-30 | 2018-04-10 | |
| Rep | 證券交易 | 2010-08-30 | 2018-04-10 |