| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | Rep | 就證券提供意見 | 2018-08-01 | - |
| Rep | 提供資產管理 | 2018-08-01 | 2025-06-19 | |
| Rep | 證券交易 | 2018-07-18 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-08-19 | 2018-04-11 |
| Rep | 證券交易 | 2014-08-19 | 2018-04-11 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2014-08-19 | 2018-04-11 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2009-08-03 | 2012-06-29 |
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