| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2021-02-18 | 2022-03-31 |
| Rep | 就證券提供意見 | 2021-02-18 | 2022-03-31 | |
| Rep | 證券交易 | 2021-02-18 | 2022-03-31 | |
| RO | 期貨合約交易 | 2009-08-21 | 2010-07-07 | |
| RO | 證券交易 | 2009-08-21 | 2010-07-07 | |
| Rep | 期貨合約交易 | 2006-08-03 | 2009-08-21 | |
| Rep | 證券交易 | 2006-08-03 | 2009-08-21 | |
| Rep | 就機構融資提供意見 | 2006-08-03 | 2011-10-24 | |
| Rep | 就證券提供意見 | 2006-08-03 | 2011-10-24 |