| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-11-20 | 2024-01-29 |
| Rep | 證券交易 | 2013-11-20 | 2024-01-29 | |
| RO | 就證券提供意見 | 2012-10-31 | 2013-11-20 | |
| RO | 證券交易 | 2012-10-31 | 2013-11-20 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-02 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2006-06-08 | 2021-08-10 |
| Rep | 就證券提供意見 | 2006-05-26 | 2012-10-31 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2004-12-29 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2004-12-29 | 2012-10-31 |
| Rep | 期貨合約交易 | 2004-12-29 | 2024-01-29 |