| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-12-31 | - |
| Rep | 期貨合約交易 | 2018-12-31 | - | |
| Rep | 證券交易 | 2018-12-31 | - | |
| InnoFusion Capital Management Limited | Rep | 提供資產管理 | 2017-11-03 | 2018-10-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-03-30 | 2014-06-20 |
| Rep | 證券交易 | 2008-01-25 | 2014-06-20 | |
| AIG Financial Products (International) Limited | Rep | 證券交易 | 2007-04-18 | 2008-01-21 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2006-08-18 | 2007-04-05 |
| Rep | 證券交易 | 2004-01-15 | 2005-11-01 |
已採集記錄中暫無金管局登記。