| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2016-07-18 | 2024-09-24 |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2014-04-14 | 2016-01-18 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-10 | 2013-09-11 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2007-03-23 | 2008-09-29 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | - | 2003-08-22 |
| Rep | 就證券提供意見 | - | 2007-03-09 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2005-02-15 |
| Rep | 就證券提供意見 | - | 2005-02-15 | |
| Rep | 提供資產管理 | - | 2005-02-15 |