| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Complus Asset Management Limited | Rep | 提供資產管理 | 2016-12-05 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-03-22 | 2015-06-16 |
| Rep | 證券交易 | 2008-10-10 | 2015-06-16 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2008-01-30 | 2008-09-29 |
| Rep | 證券交易 | 2003-10-24 | 2004-02-18 |