| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2011-06-29 | - |
| Rep | 就證券提供意見 | 2011-06-29 | - | |
| Rep | 證券交易 | 2011-06-29 | - | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-09-09 | 2011-05-31 |
| Rep | 證券交易 | 2008-09-09 | 2011-05-31 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-09-09 | 2011-05-31 |
已採集記錄中暫無金管局登記。