| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2024-02-27 | - |
| Rep | 證券交易 | 2024-02-27 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-03-18 | 2023-08-03 |
| Rep | 證券交易 | 2021-03-18 | 2023-08-03 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2021-03-18 | 2023-08-03 |
| Rep | 證券交易 | 2021-03-18 | 2023-08-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-08-22 | 2020-10-20 |
| Rep | 證券交易 | 2011-08-22 | 2020-10-20 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-08-22 | 2013-04-23 |
| Rep | 證券交易 | 2011-08-22 | 2013-04-23 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-10-09 | 2011-08-06 |
| Rep | 提供資產管理 | 2010-10-09 | 2011-08-06 | |
| Rep | 證券交易 | 2010-10-09 | 2011-08-06 |
已採集記錄中暫無金管局登記。