| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VAST HARBOUR SECURITIES LIMITED | RO | 證券交易 | 2025-10-21 | - |
| GOLDLINK SECURITIES LIMITED | RO | 證券交易 | 2025-02-24 | 2025-06-05 |
| Soochow Securities International Brokerage Limited | RO | 證券交易 | 2019-07-04 | 2021-07-30 |
| Soochow Securities International Capital Limited | RO | 就機構融資提供意見 | 2019-07-04 | 2021-07-30 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-05-14 | 2019-07-04 |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2019-05-14 | 2019-07-04 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2018-07-10 | 2019-01-09 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-07-10 | 2019-01-09 |
| Rep | 證券交易 | 2018-07-10 | 2019-01-09 | |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-05-10 | 2018-06-07 |
| RO | 證券交易 | 2017-05-10 | 2018-06-07 | |
| Rep | 就機構融資提供意見 | 2016-06-07 | 2017-05-10 | |
| Rep | 證券交易 | 2016-06-07 | 2017-05-10 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2010-11-22 | 2015-08-19 |
| Rep | 就證券提供意見 | 2010-11-22 | 2015-08-19 | |
| Rep | 證券交易 | 2010-11-22 | 2015-08-19 |
已採集記錄中暫無金管局登記。